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- Schultz v State of Queensland (Department of Education)[2024] QIRC 207
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Schultz v State of Queensland (Department of Education)[2024] QIRC 207
Schultz v State of Queensland (Department of Education)[2024] QIRC 207
QUEENSLAND INDUSTRIAL RELATIONS COMMISSION
CITATION: | Schultz v State of Queensland (Department of Education) [2024] QIRC 207 |
PARTIES: | Schultz, Susan (Appellant) v State of Queensland (Department of Education) (Respondent) |
CASE NO: | PSA/2024/106 |
PROCEEDING: | Public Sector Appeal – Fair Treatment Decision |
DELIVERED ON: | 26 August 2024 |
MEMBER: | McLennan IC |
HEARD AT: | On the papers |
ORDERS: | That the appeal is dismissed pursuant to r 45(3)(a) of the Industrial Relations (Tribunals) Rules 2011. |
CATCHWORDS: | PUBLIC SECTOR APPEAL – EMPLOYEES AND SERVANTS OF THE CROWN GENERALLY – where appellant failed to comply with directions orders – consideration of r 45 of the Industrial Relations (Tribunals) Rules 2011 – where appeal is dismissed |
LEGISLATION AND INSTRUMENTS: | Industrial Relations Act 2016 (Qld) s 452 Industrial Relations (Tribunals) Rules 2011 (Qld) r 6, r 45 |
CASES: | Cady v Capital SMART Repairs Australia Pty Ltd & Anor [2019] QIRC 144 Cooper v Hopgood & Ganim [1998] QCA 114 House v R (1936) 55 CLR 499 Lenijamar Pty Ltd and Ors v AGC (Advances) Ltd [1990] 98 ALR 200 Quaedvlieg and Ors v Boral Resources (Qld) Pty Ltd [2005] QIC 73 Quinlan v Rothwell & Anor [2001] QCA 176 Seymour v Workers' Compensation Regulator [2017] QIRC 061 Workers' Compensation Regulator v Varga [2019] QIRC 028 |
Reasons for Decision
Background
- [1]Ms Susan Schultz (the Appellant) is employed by Department of Education (the Respondent) as the Head of Special Education Service at the Park Ridge State High School.
- [2]On 27 June 2024, the Appellant filed an Appeal against the Internal Review Decision of Mr Chris Hodgson, A/Executive Director, Business Partnering from the Respondent dated 30 May 2024, in relation to an individual employee grievance submitted by the Appellant (the Internal Review Decision).
- [3]In her Appeal notice, the Appellant submitted that the Department "has failed to recognise the serious bullying conduct" of her colleague who "wrote and publicly shared with an interview panel a defamatory reference report that contained defamatory, insulting and unfavourable opinion".[1]
- [4]On 22 December 2023, the Appellant lodged a Stage 2 – Internal Review of the decision of Ms Emma Voll, A/Director, Human Resource Branch, Darling Downs South West Queensland Region of the Respondent (the Local Action Decision). Ms Voll had made the following decision in relation to the Appellant's grievance against her colleague:
- That the administrative decision the Appellant was aggrieved by may be considered unfair and unreasonable.
- The conduct of the colleague the Appellant complained about did not constitute bullying.
- [5]The Appellant asserted in her request for an Internal Review, that the Local Action Decision in relation to her grievance was unfair and unreasonable as it failed to recognise or address that her colleague has "engaged in both a civil and criminal offence, namely defamation".
- [6]The Internal Review Decision upheld Ms Voll's decision and determined that no further action would be taken.
The Directions Order
- [7]On 3 July 2024, I issued a Directions Order where I ordered the following:
- That the Appellant file in the Industrial Registry, and serve on the Respondent, written submissions (of no more than five pages in length and any relevant attachments) in further support of the Appeal Notice by 4.00 pm 10 July 2024.
Note: The Appellant's submissions should address why this appeal should be heard out of time.
- That the Respondent file in the Industrial Registry, and serve on the Appellant, written submissions (of no more than five pages in length and any relevant attachments) in response to the Appellant's submissions by 4.00 pm on 17 July 2024.
- That, if needed, the Appellant file in the Industrial Registry, and serve on the Respondent, written submissions (of no more than three pages in length and any relevant attachments) in reply to the submissions of the Respondent by 4.00 pm on 24 July 2024.
- Unless any party files an application by 4:00pm on 25 July 2024 for leave to make oral submissions or further written submissions, the matter will be dealt with on the papers pursuant to s 451(1) of the Industrial Relations Act 2016 (Qld).
- [8]Pursuant to the 3 July 2024 Directions Order, the Appellant's submissions in support of her Appeal Notice were due by 10 July 2024. No submissions were filed with the Industrial Registry by that date, no explanation for the non-compliance was provided and no extension was sought.
- [9]On 12 July 2024, the Respondent emailed the Industrial Registry and the Appellant advising the following:
We have not received any written submissions from the Appellant in response to the Directions Order issued by Industrial Commissioner McLennan on 3 July 2024.
Can you please advise if any submissions have been submitted so we, the Respondent, can meet our requirement of the Directions Order by providing our submissions to Industrial Commission McLennan by 10 July 2024?
- [10]Later that day, the Industrial Registry responded to both the Respondent and the Appellant:
A Directions Order was issued on 3 July 2024 directing Ms Schultz to file submissions in support of her Appeal Notice by 4:00pm on 10 July 2024. That direction has not been complied with. Further, no communication was received from Ms Schultz requesting an extension of time before that due date. In light of this, the Respondent is not required to file their written submission in response by 4:00pm on 17 July 2024.
This point of non-compliance with Directions combined with a lack of communication with the Industrial Registry seeking an extension of time enlivens the question as to why this Appeal should not be dismissed under r 45 of the Industrial Relations (Tribunals) Rules 2011 (Qld).
Ms Schultz, please provide an explanation as to why the Directions Order has not been complied with by 4:00pm Monday, 15 July 2024. If you do not intend to proceed with the Appeal, a Form 27 Request to discontinue proceeding should be filed and can be accessed here: Forms | Queensland Industrial Relations (qirc.qld.gov.au).
- [11]The Appellant did not respond to the Industrial Registry advising why she had not complied with the Directions Order.
- [12]On 18 July 2024, I issued a Directions Order requiring submissions as to why this Appeal ought not be dismissed under r 45 of the Industrial Relations (Tribunals) Rules 2011 (Qld) (the Tribunal Rules).
- [13]In the 18 July 2024 Directions Order, I ordered as follows:
- That the Appellant file in the Industrial Registry, and serve on the Respondent, written submissions (of no more than three pages in length and any relevant attachments) as to why the Appeal should not be dismissed under r 45 of the Industrial Relations (Tribunals) Rules 2011 (Qld) by 4:00pm on 25 July 2024.
- That the Respondent file in the Industrial Registry, and serve on the Appellant, written submissions in response to the Appellant's submissions (of no more than three pages in length and any relevant attachments) by 4:00pm on 1 August 2024.
- That, if needed, the Appellant file in the Industrial Registry, and serve on the Respondent, written submissions (of no more than one page in length and any relevant attachments) in reply to the submissions of the Respondent, by 4:00pm on 6 August 2024.
- Unless any party files an application by 4:00pm on 7 August 2024 for leave to make oral submissions or further written submissions, the matter will be dealt with on the papers pursuant to s 451(1) of the Industrial Relations Act 2016.
- [14]Pursuant to the 18 July 2024 Directions Order, the Appellant's submissions as to why her appeal should not be dismissed under r 45 of the Tribunal Rules were due by 25 July 2024. No submissions were filed with the Industrial Registry by that date and no extension was sought.
- [15]On 27 July 2024, the Respondent emailed the Industrial Registry and the Appellant:
We have not received any written submissions from the Appellant in response to the attached Further Directions Order issued by Industrial Commissioner McLennan on 18 July 2024.
Can you please advise if any submissions have been submitted so we, the Respondent, can meet our requirement of the Further Directions Order by providing our submissions to Industrial Commission McLennan by 1 August 2024?
- [16]Later that day, the Industrial Registry responded to the Respondent and copied in the Appellant:
We refer to your email below. The Appellant has not filed any written submissions. The Respondent is required to file submissions as to why the Appeal should be dismissed under r 45 of the Industrial Relations (Tribunals) Rules 2011 (Qld) by 4:00pm on 1 August 2024.
Directions 3 and 4 of the Further Directions Order issued on 18 July 2024 remain unchanged.
- [17]In accordance with 18 July 2024 Directions Order, the Respondent filed and served its written submissions on 1 August 2024.
- [18]Pursuant to the 18 July 2024 Directions Order, the Appellant's submissions in reply to the Respondent's submissions, if any, were due by 6 August 2024. No submissions as to why the appeal should not be dismissed were filed with the Industrial Registry by that date and no extension was sought.
Submissions
- [19]I have carefully considered the submissions made by the Respondent and have determined not to approach the writing of this decision by summarising the entirety of those submissions but will instead refer to the key arguments in my consideration.
Relevant Principles
- [20]Rule 45 of the Tribunal Rules:
45 Failure to attend or to comply with directions order
- This rule applies if—
- a party to a proceeding receives notice of a directions order made by the court, commission or registrar stating a time, date and place for a hearing or conference for the proceeding; and
- the party fails to attend the hearing or conference.
- This rule also applies if—
- a party to a proceeding receives notice of a directions order made by the court, commission or registrar; and
- the party fails to comply with the order.
- The court, commission or registrar may—
- dismiss the proceeding; or
- make a further directions order; or
- make another order dealing with the proceeding that the court, commission or registrar considers appropriate, including, for example, a final order; or
- make orders under paragraphs (b) and (c).
Consideration
- [21]In the 18 July 2024 Directions Order, the parties were directed to make submissions with respect to r 45 of the Tribunal Rules.
- [22]Section 452(1)(a) of the Industrial Relations Act 2016 (Qld) empowers the Commission to exercise its power on its own initiative. I will now consider whether I should exercise my discretion to dismiss the proceeding pursuant to r 45(3)(a) of the Tribunals Rules.
- [23]The power under r 45(3)(a) of the Tribunal Rules involves an exercise of discretion. Foremost, discretionary powers must be "exercised judicially, according to rules of reason and justice, and not arbitrarily or capriciously or according to private opinion."[2] In exercising that discretion, I am informed by several factors, which are set out below. Ultimately, however, I must consider the particular circumstances of this case.[3]
- [24]In Lenijamar Pty Ltd and Ors v AGC (Advances) Ltd,[4] their Honours Wilcox and Gummow JJ considered a provision under the Federal Court Rules which is materially similar to r 45 of the Tribunal Rules. In that case, their Honours identified two broad types of failure to comply with directions which would warrant the dismissal of a matter (emphasis added):
As it is impossible to foresee all of the circumstances under which the rule might be sought to be used, it is undesirable to make any exhaustive statement of the circumstances under which the power granted by the rule will appropriately be exercised. We will not attempt to do so. But two situations are obvious candidates for the exercise of the power: cases in which the history of non-compliance by an applicant is such as to indicate an inability or unwillingness to co-operate with the Court and the other party or parties in having the matter ready for trial within an acceptable period and cases - whatever the applicant's state of mind or resources - in which the non-compliance is continuing and occasioning unnecessary delay, expense or other prejudice to the respondent. Although the history of the matter will always be relevant, it is more likely to be decisive in the first of these two situations. Even though the most recent non-compliance may be minor, the cumulative effect of an applicant's defaults may be such as to satisfy the Judge that the applicant is either subjectively unwilling to co-operate or, for some reason, is unable to do so. Such a conclusion would not readily be reached; but, where it was, fairness to the respondent would normally require the summary dismissal of the proceeding.
In the second of the two situations we postulate, a significant continuing default, it does not really matter whether there have been earlier omissions to comply with the Court's directions. Ex hypothesi the default is continuing and is imposing an unacceptable burden on the respondent.[5]
- [25]
- [26]The Appellant's default is certainly continuing, given her ongoing failure to comply with the substantive requirements outlined in the Directions Orders. The Appellant has even failed to provide an informal explanation of delay and instead has blatantly disregarded the Directions Orders.
- [27]The Appellant has not filed any material or sent any correspondence to the Industrial Registry since the initiation of this Appeal on 27 June 2024.
- [28]On several occasions, the Appellant was issued with correspondence from the Industrial Registry and copied into correspondence from the Respondent that ought to have served as a reminder of her obligations under the Directions Orders and a prompt to action the requirements.
- [29]The Appellant's default imposes an unacceptable burden on the Respondent, as it is unable to meaningfully respond to the appeal without understanding the Appellant's case.
- [30]The Appellant's continuous disregard for timelines has evinced in my mind that this behaviour will be repeated, and this matter will be drawn out substantially to the Respondent's detriment. This is evidenced by the fact that the Appellant has not responded to any correspondence sent to her by the Commission throughout the duration of this matter. For that reason, the Appellant has already demonstrated a complete disregard for the Commission's time and resources and even failed confirm an intention to proceed with this matter.
- [31]Noting that the Appellant has failed to comply with two sets of Directions Orders, the cumulative effect of her non-compliance is substantial enough to satisfy me that the Appellant is either unwilling to comply or for some reason is unable to do so and as a result, the Respondents' case is prejudiced.
- [32]In the exercise of my discretion under r 45 of the Tribunal Rules, I am also minded to consider the purpose of the Tribunal Rules, as set out in r 6:
- 6Purpose of rules
The purpose of these rules is to provide for the just and expeditious disposition of the business of the court, the commission, a magistrate and the registrar at a minimum of expense.
- [33]The terms 'just' and 'expeditious' may sometimes appear to be at odds. Australian Courts and Tribunals often wrestle with the task of maintaining the precarious balance between expeditious resolutions, and the ability of parties to prepare for and present their case. In considering that balance while dealing with an application to dismiss for want of prosecution, his Honour Thomas JA in Quinlan v Rothwell & Anor provided (emphasis added):
There is now a consciousness of the need for some level of efficiency in the use of the courts as a public resource. That, of course, must not displace the need for reasonable access to the courts and the provision of justice according to law in each matter, but it highlights the fact that the former laissez faire attitude by courts towards the leisurely conduct of actions at the will of the parties has ended. At the same time the rules of court are not an end in themselves. They do not exist for the discipline of practitioners or clients, or for the protection of courts from inefficient litigants, but rather as a means of ensuring that issues will be defined in an orderly way and that parties have the opportunity of full preparation of their case before the trial commences. The rules also afford defendants the means of bringing to an end actions in which the other party will not abide by the rules.[9]
- [34]While his Honour Thomas JA was considering the Uniform Civil Procedure Rules 1999 (Qld), that passage has been adopted in this jurisdiction on a number of occasions,[10] as the underlying question to be determined is consistent with the exercise of discretion under r 45 of the Tribunal Rules.
- [35]Time limits are imposed to ensure fairness between the parties as well as to ensure the expeditious advancement of the matter. Repeated failure to comply with such directions is not consistent with r 6 of the Tribunal Rules. Further delay would create a futile and unnecessary impediment to the expeditious resolution of this matter.
- [36]Therefore, in my opinion, the purpose of the Tribunal Rules is best fulfilled in this case by exercising the discretion under r 45 of the Tribunal Rules to dismiss the Appellant's appeal.
Order
- [37]I make the following order:
That the appeal is dismissed pursuant to r 45(3)(a) of the Industrial Relations (Tribunals) Rules 2011.
Footnotes
[1]Appeal notice filed 27 June 2024, 4.
[2]House v R (1936) 55 CLR 499, 503.
[3]Cooper v Hopgood & Ganim [1998] QCA 114, 6; citing Witten v Lombard Australia Ltd (1968) 88 W.N. (Pt. 1) N.S.W. 405.
[4][1990] 98 ALR 200.
[5]Lenijamar Pty Ltd and Ors v AGC (Advances) Ltd [1990] 98 ALR 200, 210.
[6][2019] QIRC 028.
[7][2017] QIRC 061.
[8][2019] QIRC 144.
[9]Quinlan v Rothwell & Anor [2001] QCA 176, 8.
[10]See Quaedvlieg and Ors v Boral Resources (Qld) Pty Ltd [2005] QIC 73; Workers' Compensation Regulator v Varga [2019] QIRC 028, 5-6.